Legal and Compliance Officer or Assistant
Bank of China (Europe) S.A. Rotterdam Branch
Company Introduction
July 2007, the branch of Bank of China (Europe) S.A in Rotterdam, the Netherlands was officially opened. Bank of China (Europe) S.A. Rotterdam Branch is the first branch of the Bank of China in the Netherlands as well as the first Chinese financial institution in the Netherlands. Drawing on the distinctive tax structure and the sound financial system of the Netherlands, the Bank of China (Europe) S.A. Rotterdam Branch is dedicated to providing high-quality financial services to corporate customers and individual customers from both China and the Netherlands.
Job Responsibilities
To support and assist the Head of Legal and Compliance Department (Attorney-At-Law of the Branch) in providing compliance and regulatory support to the Branch. Play a key role in the compliance, regulatory, legal, internal control, risk management, and other second-line-of-defence processes.
1. Anti-money laundering &Sanction compliance Management Money laundering risk assessment, suspicious - transaction identification and reporting, compliance testing, inspection management and findings rectification.
2. KYC / AML Customer Due Diligence, -Customer on boarding and ongoing diligence control.
3. Review alerts generated by the Bank’s Anti-money Laundering System. Take appropriate follow up actions as necessary. Maintain and update sanction and PEP lists according to the Bank’s procedures.
4. Localization and implementation of procedures and processes in relation to Dutch, EU regulatory and Bank of China Group requirements.
5. GDPR protection. Maintain an overview and protection of client data for the Bank.
6. Tax compliance management (e.g. DAC 6 , Factca & CRS ）
7. Liaise and coordinate with external parties in relation to Legal & Compliance requests to ensure that they are handled promptly. Outsourcing Law firms and third parties management.
8. Review loan agreements and banking business contracts, NDA and other legal documents of the Bank.
9. Complain, dispute, or lawsuit management.
10. Comprehensive risk management for Operational Risk and NPL.
11. Handle internal and external ad-hoc-project from the Management of the Bank.
2. Professional experience: Minimum 3 years banking/compliance/legal experience for Officer( Minimum one year for Assistant)
3. Knowledge of languages: Fluent in English (written and spoken), Dutch (preferred), Chinese (optional)
4. Knowledge of computer programs: Good knowledge of office software
Full-time
Working Location
Rotterdam
Provide with working visa
Company Introduction
July 2007, the branch of Bank of China (Europe) S.A in Rotterdam, the Netherlands was officially opened. Bank of China (Europe) S.A. Rotterdam Branch is the first branch of the Bank of China in the Netherlands as well as the first Chinese financial institution in the Netherlands. Drawing on the distinctive tax structure and the sound financial system of the Netherlands, the Bank of China (Europe) S.A. Rotterdam Branch is dedicated to providing high-quality financial services to corporate customers and individual customers from both China and the Netherlands.
Job Responsibilities
To support and assist the Head of Legal and Compliance Department (Attorney-At-Law of the Branch) in providing compliance and regulatory support to the Branch. Play a key role in the compliance, regulatory, legal, internal control, risk management, and other second-line-of-defence processes.
1. Anti-money laundering &Sanction compliance Management Money laundering risk assessment, suspicious - transaction identification and reporting, compliance testing, inspection management and findings rectification.
2. KYC / AML Customer Due Diligence, -Customer on boarding and ongoing diligence control.
3. Review alerts generated by the Bank’s Anti-money Laundering System. Take appropriate follow up actions as necessary. Maintain and update sanction and PEP lists according to the Bank’s procedures.
4. Localization and implementation of procedures and processes in relation to Dutch, EU regulatory and Bank of China Group requirements.
5. GDPR protection. Maintain an overview and protection of client data for the Bank.
6. Tax compliance management (e.g. DAC 6 , Factca & CRS ）
7. Liaise and coordinate with external parties in relation to Legal & Compliance requests to ensure that they are handled promptly. Outsourcing Law firms and third parties management.
8. Review loan agreements and banking business contracts, NDA and other legal documents of the Bank.
9. Complain, dispute, or lawsuit management.
10. Comprehensive risk management for Operational Risk and NPL.
11. Handle internal and external ad-hoc-project from the Management of the Bank.
2. Professional experience: Minimum 3 years banking/compliance/legal experience for Officer( Minimum one year for Assistant)
3. Knowledge of languages: Fluent in English (written and spoken), Dutch (preferred), Chinese (optional)
4. Knowledge of computer programs: Good knowledge of office software
Full-time
Working Location
Rotterdam
Provide with working visa